Built for SEBI-Registered Research Analysts and Investment Advisors

SEBI compliance,
on autopilot

Stop copy-pasting disclaimers, hunting for old recommendations, and worrying about your next audit. Regfact handles compliance in the background so you can focus on research.

Building with the first 10 founding RAs in Indore and Mumbai.

Integrates with AiSensy, Gupshup, and any WhatsApp Business API provider

THE PROBLEM

SEBI compliance is eating your time. And one mistake costs everything.

Manual disclaimers, every message

Copy-pasting SEBI disclaimers into every WhatsApp broadcast wastes hours each week — and a single missed message is a documented compliance gap on inspection day.

Audit records scattered in spreadsheets

SEBI requires 5-year retention of every recommendation, with timestamps and rationale. Most RAs and RIAs rely on screenshots and Google Sheets — which won't survive a real inspection.

Wrong call to the wrong client

Sending an aggressive small-cap pick to a conservative investor is a suitability violation. For RIAs, it's also a fiduciary breach. Without structured risk profiling, the exposure compounds with every broadcast.

THE SOLUTION

Everything an RA or RIA needs to broadcast safely. In one place.

Send to your full subscriber base. Compliant by default.

Compose once. Auto-append your SEBI disclaimer. Broadcast to segmented subscriber lists via WhatsApp Business API. Track delivery, reads, and responses.

Every recommendation, fully logged.

Timestamped records of every research call. Target prices, stop-losses, rationales — captured automatically. Export 5-year audit reports for SEBI in one click.

Right call. Right client. Every time.

Subscribers complete a 5-question risk profile during onboarding. Regfact automatically filters recommendations — aggressive calls only reach aggressive-risk subscribers.

Know where you stand. Always.

A live compliance health score across SEBI registration, disclaimers, subscriber KYC, audit logs, and opt-in records. Catch issues before your next inspection.

HOW IT WORKS

From first call to fully logged, without the busywork.

01

Connect your WhatsApp

Link your existing WhatsApp Business number via AiSensy, Gupshup, or any BSP. Or use ours.

02

Import your subscribers

Upload your client list and capture each subscriber's risk profile through a guided form.

03

Compose your research calls

Write your call. Your SEBI disclaimer is attached, and recipients are filtered by risk profile before you send.

04

Stay audit-ready

Every message is logged automatically. Export reports formatted for SEBI inspections in one click.

SEE IT IN ACTION

Take the prototype for a spin.

Full clickable demo, pre-loaded with sample subscribers and research calls. No signup. Nothing you click is real �� explore everything.

regfact.com/dashboard
Regfact

Subscribers

142

+12 this week

Broadcasts

18

this month

Compliance

94%

score

Audit Records

1,247

total

Recent Broadcasts

RELIANCEBUYTarget: 2,850
Sent to 1422 hours ago
TCSHOLDTarget: 3,420
Sent to 138Yesterday
HDFC BankBUYTarget: 1,720
Sent to 1412 days ago
InfosysSELLTarget: 1,380
Sent to 893 days ago

Built in Indore

Hi, I'm Ankur.

AB

Ankur Barve

Founder, Regfact

I'm building Regfact from Indore — currently working in the US and moving back to India this August.

Over the last 12 years, I've worked as a Product Manager building software products, and I've always wanted to build something meaningful of my own.

While exploring a move back to India, I started speaking with SEBI-registered Research Analysts and RIAs to better understand the wealth-management ecosystem. One thing became obvious very quickly: compliance was still painfully manual.

Copy-pasted disclaimers. WhatsApp screenshots saved in folders. Old recommendations impossible to trace. And a quiet anxiety before every SEBI deadline.

India already has over 1,900 SEBI-registered Research Analysts and 1,000+ RIAs — and the ecosystem continues to grow rapidly. Surprisingly, 186 of them are based right here in Indore, making it the third-largest RA hub in the country after Mumbai and Bangalore.

The enterprise players had tools. The solo RA didn't.

That's why I started Regfact — simple compliance infrastructure for SEBI-registered RAs and RIAs, starting with WhatsApp communication, audit trails, disclosures, and recommendation tracking.

This is still early. I'm building the product alongside the first ten customers, not just for them.

If you're a SEBI-registered RA or RIA and this resonates, I'd love to talk.

— Ankur Barve, Founder

FAQ

Questions RAs ask before signing up.

Stop dreading SEBI inspections.

See the prototype, or talk to me directly — I'm onboarding the first 10 founding RAs now.